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Last week’s round-up detailed China’s ongoing oppression of Uyghur Muslims in Xinjiang province. This week, the government narrowly defeated a backbench rebellion in the form of an all-party amendment, strongly endorsed in the Lords, which would have given victims of genocide the ability to obtain a determination in the High Court confirming the existence of genocide in their country. Such a determination would have required Parliament to reconsider all trade deals with the country in question. The amendment aimed to deal with a current impasse whereby international courts cannot make a ruling on genocide because the involved nations, for example, China, veto such matters from consideration, or do not recognise the relevant courts. The Trade Secretary, Greg Hands, had strongly opposed the amendment, suggesting that it fundamentally undermined Parliamentary sovereignty in giving the courts too much power to determine UK trade deals. The government’s failure to act in seeking to prevent serious violations of human rights has been widely criticised. Tobias Ellwood, the chair of the defence select committee, suggested that ‘the UK was suffering from an absence of clarity about what we believe in’. In response to the motion’s defeat, the independent peer Lord Alton, who co-sponsored the motion in the Lords, has stated that the amendment will be re-drafted to make explicit the requirement that Parliament would vote on the revocation of all trade deals with a country where a determination of genocide had been made. The revised amendment will be re-submitted in the Lords as quickly as possible. The US State Department’s declaration that the treatment of Uyghur Muslims in China represents genocide and crimes against humanity on Tuesday, is likely to embolden rebels to maintain their pressure on the UK government for further action.
How the lockdown was reportedby the newspapersin March. Image: The Guardian
Emmet Coldrick is a barrister at Quadrant Chambers, London. The opinions expressed in this article are the personal opinions of its author. Legal scrutiny of the provisions discussed in this piece is warranted but should not be taken to question the requirement to obey the regulations.
This first article will examine whether the Health Protection (Coronavirus, Restrictions) (England) Regulations 2020 fall within the Minister’s powers under section 45C(4)(d) of the Public Health (Control of Disease) Act 1984 to impose “a special restriction or requirement”.The second article will discuss the proper approach that the court should take where fundamental rights are in issue and argue that the Regulations were in fact ultra vires.
The Health Protection (Coronavirus, Restrictions) (England) Regulations 2020 (“the Regulations”) contained the most draconian restrictions on the liberty of the general population ever imposed in England. They purported to create several new criminal offences (see reg. 9), including an offence of contravening a regulation that “… no person may leave the place where they are living without reasonable excuse” (see reg. 6) and an offence of contravening, without reasonable excuse, a regulation that (subject to limited exceptions) “no person may participate in a gathering in a public place of more than two people” (see reg. 7).
These extraordinary new laws were made without prior debate in Parliament. The published text of the Regulations records that they were made and came into force at 1.00 p.m. on 26th March 2020 and were laid before Parliament only thereafter.
On any view, a power to make – by the stroke of a minister’s pen – such new laws would be an awesome one. The Secretary of State claims that he had the power to make the Regulations under Part 2A of the Public Health (Control of Disease) Act 1984 (“the 1984 Act”). That has been challenged by Mr Simon Dolan, who has brought judicial review proceedings contending that the Regulations were ultra vires.
Mr Dolan’s challenge is pending in the Court of Appeal. It was dismissed as unarguable by Lewis J at first instance (Dolan v Secretary of State for Health[2020] EWHC 1786 (Admin) (6th July 2020). But the Act presents difficulties in interpretation that were not grappled with in the judgment. I make a case below that the Regulations are ultra vires and that Mr Dolan’s appeal should be allowed.
Charlotte Bellamy brings you the latest human rights news
The death knell has tolled on another of Grayling’s policies from his ill-fated tenure as Justice Secretary. The controversial criminal courts charge, which has seen over 50 magistrates resign since its imposition in April, is to join the jettisoned ranks of the prisons contract with Saudi Arabia, the prisoner book ban and plans for a super-sized child prison.
Criticised as a “tax on justice” which encouraged defendants to plead guilty, the charges ranged from £150 (for a guilty plea to a summary only offence) to £1,200 (conviction at trial for indictment). The charge did not take into account the means of the defendant, leading to a plethora of desperate situations including one homeless shoplifter ordered to pay £900 despite “not being able to afford to feed himself” and a £150 levy imposed on another for stealing a can of Redbull worth 99p.
The decision was announced by Gove at the annual meeting of the Magistrates Association last week, where he described the policy as “falling short of its honourable intentions”. His Ministerial Statement suggests he is standing by its “underlying principle”, that “those who break the law should make a contribution towards seeing justice done”. The courts charge came in addition to fines, victim surcharges, compensation orders and prosecution costs, a system Gove concedes is “complex and confusing”, and the whole panoply of which he has now announced a full review.
The Chair of the Justice Committee Bob Neill MP welcomed the change which was so swiftly made after the unequivocally damning report produced by the Committee in November. The Howard League for Penal Reform, who led an uncompromising campaign against the charge, has described Gove’s announcement as a “victory for justice”.
Is the “underlying principle” of which Gove speaks about making “those who break the law” contribute towards seeing justice done? One legal commentator writing in the Solicitors Journal suggests that the abolition of the charge is in fact a Trojan Horse disguising a trade-off for plans to impose in its place a 1 per cent levy on the turnover of the top 100 corporate City law firms – an idea first floated by Gove at a speech to the Legatum Institute in June – the ultimate aim of which is perhaps to remove the criminal justice system from the ambit of public funding completely, with lawyers themselves footing the bill. Continue reading →
Welcome back to the UK Human Rights Roundup, your regular (except for August) last night at the human rights Proms. The full list of links can be found here. You can find previous roundups here. Links compiled by Adam Wagner, post by Celia Rooney.
In recent news, the government outlines proposals for increased rights for the victims of crime, as well as for the revocation and confiscation of passports for ISIS fighters returning to the UK. In other news, the legality of the EU Charter comes back to haunt Chris Grayling once again.
In a recent report entitled “It Still Happens Here”, the Centre for Social Justice (CSJ) and the anti-slavery charity Justice and Care have found a rise in incidents of domestic slavery, and warned that the problem is likely to intensify in the aftermath of the coronavirus crisis.
The Court of Appeal yesterday handed down judgment in the case of JIH v News Group Newspapers Ltd ([2011] EWCA Civ 42). In allowing the appeal against the order of Tugendhat J ([2010] EWHC 2818 (QB)) the Court ordered that the claimant’s anonymity should be restored.
Although the Court stressed that each decision is fact sensitive, this approach seems likely to be followed in most types of privacy injunction cases. This eagerly awaited decision adds to the growing body of case law concerning reporting restrictions where an injunction has been granted to restrain publication of information about a claimant’s private life.
This case concerned the question of what should happen to a conviction when it turns out that it is based on pre-trial malpractice by the police (this time involving evidence from a “supergrass”), where there is nevertheless other strong evidence of the defendant’s guilt. If the pre-trial irregularity is sufficiently serious materially to affect the trial but not to render the conviction unsafe, should the Court of Appeal retain the power to order a retrial? Or should the conviction should be quashed?
In this case the appellant and his brother were convicted of murder and two robberies at Leeds Crown Court on 27 February 1998. The appellant was sentenced to life imprisonment for murder to be served with concurrent twelve-year terms for the robberies. The main prosecution witness was Karl Chapman, a professional criminal and a supergrass. His evidence was crucial to the arrest and prosecution of the appellant. Continue reading →
The UK Supreme Court began tweeting yesterday as @UKSupremeCourt to deserved international fanfare. Some even speculated that Wikileaks founder Julian Assange’s extradition fate could now be revealed on Twitter.
The court is already being followed by almost 4,000 Twitter users (for the uninitiated, that is a lot) and has already beaten its own Twitter policy’s prediction of “2-3 tweets a week” with eight on its first day. The eventful debut tweets included seven live updates on the swearing-in ceremony of the court’s newest Justice, Lord Reed, and one relenting to Twitter user @FOImanUK‘s valid point that contrary to the court’s stated policy, it should be possible to put freedom of information requests to the court via Twitter.
This is all excellent news. The UK’s newest and highest appeal court is now setting the international standard for open justice, with its splendid press summaries of judgments, live transmission of hearings online (today’s is a very interesting case about the state’s financial responsibility towards disable people), accessible court facilities and generally public-facing approach. This is also as it should be: the Court has a statutory duty to be “accessible”. But the Supreme Court, which is largely independent from the rest of the court system, is now streaking ahead of it in terms of access to justice. And this open justice gap is becoming a problem.
In R(on the application of UNISON) v Lord Chancellor[2017] UKSC 51, the Supreme Court gave an important judgment regarding the importance of access of justice. The Supreme Court held that the fees imposed by the Lord Chancellor in employment tribunal and employment appeal tribunal cases were unlawful.
The European Court of Human Rights has, by a majority, declared the application inadmissible. The decision is final.
Background facts and law
The case concerned the refusal by a Christian-run bakery to make a cake with the words “Support Gay Marriage” and the QueerSpace logo on it which the applicant had ordered and the proceedings that had followed. The following summary is based on the Court’s press release.
The applicant, Gareth Lee, is a British national who was born in 1969 and lives in Belfast. He is associated with QueerSpace, an organisation for the lesbian, gay, bisexual and transgender community in Northern Ireland.
Although same-sex marriage had been enacted in the rest of the UK in 2014, it was made legal in Northern Ireland only in 2020.
In 2014, Mr Lee ordered a cake for a gay activist event set to take place not long after the Northern Irish Assembly had narrowly rejected legalising same-sex marriage for the third time. He ordered it from Asher’s bakery. The cake was to have an image of Bert and Ernie (popular children’s television characters), the logo of QueerSpace, and the slogan “Support Gay Marriage”. He paid in advance.
The Human Rights Act 1998 has been in force since October 2000. It incorporates into domestic law the rights and liberties enshrined in the European Convention on Human Rights, a treaty to which the United Kingdom is signatory but which until 2000 had no application in domestic law.
The 1950 Convention
The European Convention on Human Rights
When The European Convention on Human Rights was signed in 1951 the view was that the system should protect against only very serious human rights infringements. Many people maintain the Convention was never intended to become what it has today, its Court “sometimes acting like a type of Supreme Court for Europe in the field of human rights” (see “What was the point of the European Convention on Human Rights).
Whether one agrees or not with the way it has developed, the bottom line is that the Convention guarantees a range of political rights and freedoms of the individual against interference by the State. Signatory States to the Convention may not violate the right to life of their citizens, subject them to torture, inhuman or degrading treatment, press them into enforced labour, deprive them of their liberty without due process and compensation, deprive them of access to justice or a fair trial or introduce laws that impose retrospective criminal liability for acts that were innocent at the time they were committed. Individuals’ rights to privacy, freedom of religion, expression, association and assembly, to marry and found a family, may not be infringed without proper justification. The rights enshrined in the Convention must be guaranteed to each individual irrespective of sex or race and a range of other grounds. Because some of the rights oblige the State to respect the interests of citizens by imposing positive obligations on governments, this sometimes has the effect of enabling individuals to claim Convention rights in relation to each other. consequently the State, via its courts and legislation, is bound to secure compliance with those rights.
Before the incorporation of the Convention, individuals in the United Kingdom could only complain of unlawful interference with their Convention rights by lodging a petition with the European Commission of Human Rights in Strasbourg, which itself only referred the case to the European Court of Human Rights for a full hearing if it considered that the complainant had exhausted all his or her local remedies and that a range of other admissibility criteria had been satisfied. This process took on average five years, from the lodging of a petition to the publication of the Court’s judgment.
The EU Charter of Fundamental Rights
Although the Charter arose since the inception of the Human Rights Act, some commentators believe that it is a sharper weapon than the Convention because any of its provisions may be invoked as a point of EU law. Indeed, a High Court judge has recently commented that
it would seem that the much wider Charter of Rights is now part of our domestic law. Moreover, that much wider Charter of Rights would remain part of our domestic law even if the Human Rights Act were repealed. (R(AB) v Secretary of State [2013] EWHC 3453 (Admin), at [14])
This instrument, which was given legal effect by Article 6(1) TEU (the Lisbon Treaty), is controversial because it contains a range of rights some of which mimic those in the European Convention of Human Rights, others which go beyond the scope of the ECHR by appearing to grant social and economic rights to citizens of the EU, including the right to health care (Article 35), access to services (Article 36) and social security (Article 34). These are aspirational “rights” whose effect on the EU legislature has yet to be played out.
Although it has full Treaty force, the Charter does not extend the competence or powers of the EU (Article 51(2) of the Charter and Article 6(1) TEU). The jurisprudence of the European Court of Justice has long established the rule that the human rights aspect of Community law is only binding on member states when their actions engage EU law (Case 5/88 Wachauf and Case C-260/89 ERT ). However, EU law reaches far into the relationship between state and citizen and as a result the UK has filed an “opt-out” protocol in respect of the Charter, Article 1 of which states that it
does not extend the ability of the Court of Justice of the European Union, or any court or tribunal of Poland or of the United Kingdom, to find that the laws, regulations or administrative provisions, practices or action of Poland or of the United Kingdom are inconsistent with the fundamental rights, freedoms and principles that it reaffirms (Protocol No 30 of 2007)
The precise effect of this Protocol continues to be debated (Poland is also a signatory). See the effect of Article 1 of the Protocol in NS v Secretary of State and ME and others v Refugee Applications Commissioner and Another (Joined Cases C-411/10 and C-493/10). Suffice it to say thus far the Charter does not apply to disputes between private individuals, nor does it supersede the so-called ‘general principles of law’ which the CJEU has invoked to protect human rights for the past forty years. The Lisbon Treaty retains these ‘general principles’ as a distinct category according to the wording of Article 6(3):
Fundamental rights, as guaranteed by the European Convention for the Protection of Human Rights and Fundamental Freedoms and as they result from the constitutional traditions common to the Member States, shall constitute general principles of the Union’s law.
The UKHRB follows closely developments in the application and scope of the EU Charter provisions, which are unconnected with the ultimate fate of the 1998 Human Rights Act. Each of our Convention Rights pages cross references the corresponding right in the EU Charter.
What can be challenged under the Human Rights Act 1998?
Primary legislation, secondary legislation and the common law can be made the subject of an action under the Act, in addition to decisions and actions of public authorities.
There are limitations. Secondary legislation is subject to the rights set out in the Convention (s.3) but such legislation may be protected from challenge if the primary legislation under which it was made prevents it from being interpreted in a way that is compatible with Convention rights.
If the court is unable to construe a statute in accordance with the Convention it has no power to set it aside. However, it can issue a declaration under s.4 of the Act that the relevant statutory provision is incompatible with the rights set out in the Convention. Furthermore, litigants and judges alike are now alert to the possibilities of the EU Charter whose provisions may prevail over primary legislation by virtue of the European Communities Act 1972.
There is no specific procedure for applying for a declaration of incompatibility, although Civil Procedure Rule 19.4A provides that a court may not make a declaration of incompatibility unless certain notice provisions have been fulfilled. In general the process is analogous to that used for declaration by originating summons. Such a declaration imposes no obligation on Ministers to respond but the Act provides in s.10 for a remedial order to be made whereby the minister may introduce a statutory instrument to amend or repeal the offending provision. There is a “fast track” procedure of 40 days during which the proposed statutory instrument is laid before both Houses of Parliament before passing into law.
Section 6 makes it unlawful for all public authorities to act in a way which is incompatible with the rights in the Convention. “An act” includes the failure to act but does not include a failure to introduce legislation or make a remedial order pursuant to a declaration of incompatibility.
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Who is liable under the Human Rights Act 1998?
In principle, the Act is only vertically effective, direct challenges may only be made to the actions of “public authorities”. However “public authority” is widely defined in s.6 to include central and local government, the courts, the police, immigration officers and “any person certain of whose functions are functions of a public nature”. A privatised utility such as Network Rail, for example, will be carrying out functions of a public nature in its role of regulating the railways and ensuring safety standards and in that capacity will be liable under the Act, whereas in its capacity as employer, it may not be liable. The dividing line between public and private functions is constantly being tested in the courts, as it has to be decided on a case by case basis. Both Houses of Parliament are excluded from the definition of public authority, a provision that was designed to exclude Acts of Parliament from direct attack under the incorporated Convention.
Although the Convention only applies directly to disputes between individuals and public authorities, the obligations it imposes on the State does colour the outcome of disputes between private parties. This is because “courts” are included in the definition of public authorities. Since it is unlawful under the Act for such public authorities to act in a way which is incompatible with the rights under the Convention, courts are under increasing pressure to interpret the common law in accordance with the Convention even in the determination of private disputes.
In addition, courts are bound by s.3 of the Act to construe primary and subordinate legislation in a way which is compatible with Convention rights. Even though the common law is not specified in this section, a judge adjudicating a dispute between private parties is often urged to interpret a rule of common law in accordance with Convention rights. The limitation of liability under the Act to “public authorities” does, however, mean that private parties are generally not able to take proceedings against each other on Convention grounds alone.
The inclusion of courts in the definition of public authority means that individuals are sometimes able to rely on Convention grounds in judicial review proceedings against the lower courts, such as magistrates’ courts and the immigration appeals tribunal. The decisions of the higher courts which cannot be judicially reviewed may be appealed on Convention grounds. However, it should be borne in mind that s.9 of the Human Rights Act 1998 provides that Convention challenges may not be brought in defiance of any rule of law which prevents a judicial decision being the object of judicial review.
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Strasbourg Case-Law
A court or tribunal deciding a question in respect of a Convention right must take account of “relevant judgments, decisions, declarations and opinions made or given by the … European Court of Human Rights and the Committee of Ministers of the Council of Europe” (Section 2(1) of the Human Rights Act). This means that Strasbourg jurisprudence will be influential, although not binding, on national courts.
The anomolous situation is that although the rulings of the Court do not bind our own judiciary they create international law obligations for the government. As Adam Wagner has pointed out, by virtue of article 46 of the European Convention on Human Rights, the government must “abide by”, that is, it must follow, final decisions of the European Court of Human Rights.
The situation becomes more bizarre still, as the UK supreme court (along with all other courts) need only “take into account” judgments of the Strasbourg court. So the supreme court, which is subordinate to parliament in every other way, can do what parliament by its own choice cannot: namely, ignore decisions of the European Court of Human Rights. So the Strasbourg Court’s rulings on the legitimacy of any particular infringement will have an impact on the way domestic courts will approach the question. Strasbourg judgements provide non-binding guidance on the tests of necessity and proportionality, which means that any given limitation should achieve its aim without excessive impact on the rights of the individual.
Shergill v Purewal & Anor [2010] EWHC 3610 (QB) (15 December 2010) – Read judgment
In the commotion surrounding the Christian hotel gay discrimination case, it is easy to forget that there is a long-standing principle that English courts will not decide matters of religious doctrine. This principle has been in play in a run of recent cases involving an Indian holy man and libel claims against journalists.
The most recent case was brought by Dajid Singh Shergill, a UK-based Sikh activist suing the Panjab Times in relation to 3 articles published in the summer 2008, relating to His Holiness Sant Baba Jeet Singh Ji Maharaj (Jeet Singh), an Indian based preacher. The articles claimed, amongst other things, that Jeet Singh had “abandoned Sikh Principles“, that he and his supporters were a “sham“, that Shergill had “sought to instigate serious riots and create an atmosphere of terror” by proclaiming that Baba Jeet Singh had won a court case in India and was seeking to misappropriate local Sikh temples.
Ignaoua, R (On the Application of) v Secretary of State for the Home Department [2013] EWHC 2512 (Admin) – read judgment
The Government’s termination of existing judicial review proceedings via certification under the Justice and Security Act was “troubling” but lawful. Parliament’s intention was clear, even though there were no new rules in force yet.
The claimant was challenging her exclusion from the UK on national security grounds in proceedings commenced in 2010. The proceedings were terminated under special powers conferred by the Act. The challenge could proceed instead before the Special Immigration and Appeals Commission (SIAC), which has all the powers of the divisional court to conduct a judicial review of his exclusion.
The question before the court was whether the certificate had been lawfully made and not an abuse of process. Continue reading →
Smith v Trafford Housing Trust [2012] EWHC 3221 (Ch) – read judgment
Turner v East Midlands Trains [2012] EWCA Civ 1470 – read judgment
Two employment cases, about Facebook and train tickets respectively, indicate the difficulties of deciding where human rights may or may not be raised in disputes between private parties – neither defendant in these cases was a public authority.
It is perfectly clear that where there is a statutory provision under attack, Section 3 of the Human Rights Act mandates the “reading down” of its wording to conform to Convention rights even though there is no “public authority” amongst the parties to the litigation. The Turner case below illustrates this particular aspect of the “horizontal” effect of the HRA in disputes between private parties.
The BIOT is an archipelago consisting of over 50 islands located roughly half way between East Africa and Indonesia. It is a British Overseas Territory and is formally administered from London by a Commissioner, who performs both legislative and executive functions.
Diego Garcia is the largest island in the archipelago. It has no settled population but accommodates a substantial US/UK military facility. The facility employs a transient population of about 4,000.
In 2021 a group of individuals of Tamil ethnicity left India by boat, apparently with the goal of reaching Canada. On 3 October 2021 their vessel encountered difficulties in the Indian Ocean and was escorted by the Royal Navy to Diego Garcia. Following their arrival in the BIOT, the individuals made claims for asylum. These claims remain un-determined, and some 61 individuals (including children) have now been living on Diego Garcia for nearly three years. There they have been housed in what have been described as “hellish” conditions. The majority live in tents in Thunder Cove (referred to as the “Camp”). Initially they were confined to the Camp itself, but as a result of an order made on 21 December 2023 they gained access to a nearby beach. They also have limited access to buildings outside the Camp for the purposes of consultations with lawyers, medical treatment and, for children, education. A few individuals who with medical complaints which could not be addressed on Diego Garcia have been flown to Rwanda for treatment.
In May 2024 eleven individuals were granted “bail” on terms which allowed them (in summary) to leave the Camp and walk along highway DG1, and to access beaches from the road. These arrangements appear to have been uncontroversial. When they were put in place, it was envisaged that the limited freedoms granted to the eleven individuals would be extended to the other migrants on Diego Garcia. In any event, it was also expected that the position of all of the individuals would be finally resolved at a hearing scheduled for July 2024. This substantive hearing has, however, been indefinitely adjourned.
The July 2024 Bail Application
In July 2024 a number of the individuals applied for extended bail. Specifically, they sought access to a “nature trail”, and also sought changes to the terms on which their bail could be exercised.
In response to this application (the “July Application”) the Commissioner sought the views of the US authorities responsible for the operation of the military facilities on Diego Garcia. The US authorities provided their views on the July Application a few hours before it was due to be heard (on 23 July 2024). The US position was stark: it opposed any extension of bail on the basis that the proposals posed “operational, security, health and safety risks [to the military facilities on Diego Garcia]… which cannot be mitigated or would be unduly burdensome to mitigate”.
The Commissioner applied for an adjournment of the hearing of the July Application to give him more time to consider the response of the US. This was rejected.
Very shortly after the hearing on 23 July, the Commissioner received letters from (i) the Director General for Africa and the Americas at the Foreign, Commonwealth and Development Office; and (ii) the Minister of State for Europe, North America and the UK Overseas Territories. Both emphasised the respect which should be accorded to the US’ concerns. These letters were provided to the Court.
On 26 July Judge Obi of the Supreme Court of the BIOT granted the July Application, subject to some relatively minor caveats. In particular, she extended bail to all the relevant individuals and permitted access to the Nature Trail.
The Commissioner appealed, and the Court of Appeal of the BIOT heard the appeal on 9 August. It handed down its decision, dismissing the appeal, on 20 August.
The Commissioner’s Grounds of Appeal
The Commissioner appealed against the Judge’s order on four grounds:
It was procedurally unfair for the Judge to have proceeded with the hearing of the July Application on 23 July (i.e. not to have granted the Commissioner’s application for an adjournment to allow more time to consider the US response).
The Judge exercised her discretion unreasonably because she failed properly to consider the impact of extending bail on US/UK relations.
The Judge exercised her discretion unreasonably because she failed to attribute due weight to the assessment by the US authorities of the security implications of extending bail.
The Judge exercised her discretion unreasonably because the July Order necessarily impacted upon decisions by the Commissioner concerning the allocation of resources.
The Court of Appeal’s Determination
The Court of Appeal dismissed the Commissioner’s appeal on all grounds.
Ground 1: Procedural Unfairness
The Court rejected the Commissioner’s contention that it was procedurally unfair for the Judge to refuse to adjourn the hearing of the July Application for two reasons.
First, the Court agreed with the Respondents that there was nothing “new” in the US’ response to the July Application. In summary it took the view that the US’ position had long been clear, and had amounted to “consistent and unvarying opposition” to any bail arrangements. Its response to the July Application was wholly consistent with this. Accordingly the Judge had been entitled to take the view that it was not necessary for the hearing to be adjourned for the Commissioner to have a fair opportunity to present his case.
Secondly, the Court noted that the Judge permitted oral submissions to be made on the two letters which the Commissioner received just after the hearing of the July Application. That further oral hearing constituted an obvious opportunity for the Commissioner to make any additional submissions on the US’ response to the July Application. The fact that he had not sought to make any such submissions undermined the contention that it had been unfair for the Judge not to adjourn the first hearing.
Ground 2: US/UK Relations
The Commissioner’s next ground of appeal relied on a contention that the Judge had failed to attach due significance to the impact that extending bail would have on US/UK relations.
The Commissioner’s case on this ground seems to have been somewhat confused. It appears to have been uncontroversial that “questions relating to international relations… are not generally justiciable”. However, it was also common ground that international relations considerations could not necessarily “dictate the outcome of the court’s enquiry”. The Commissioner’s argument before the Court of Appeal on this ground (at least in part) was that, because the grant of bail “had the potential to have a profound impact on international relations between the UK and [the US]”, the Judge should have exercised extreme caution before granting the July Application. As the Court of Appeal recognised, however, this was inconsistent with the Commissioner’s acceptance that the impact on the UK’s international relationships was just one factor to be considered in the overall balancing exercise. On that basis, the only question was whether the Judge had in fact properly evaluated the security concerns raised by the US. The Court of Appeal concluded that she had, and that there was no warrant for interfering in the evaluative conclusion which she had reached.
Ground 3: US Security Assessment
The Commissioner next argued that the Judge had failed, in summary, to accord sufficient respect to the US’ assessment that the grant of the July Application would interfere with security considerations.
Again, the Court dismissed this Ground. It accepted that it was for the relevant US authorities, rather than the Judge, to take a view on whether the grant of the July Application would have adverse security implications. However, this is not what the Judge had done. She had not questioned the US view of the relevant security implications but had, quite properly, taken that into account as a factor to be weighed alongside other relevant considerations. Her overall evaluation was that the July Application should (broadly) be granted. There was no warrant for interfering with that evaluation. In deciding that the Judge had accorded due respect to the US assessment of the security implications, the Court of Appeal seems to have relied in part on the fact that the Judge rejected aspects of the July Application (such as permitting the individuals to access a social club on Diego Garcia) because of the burdens those aspects would give rise to for the Commissioner.
Ground 4: Resource Allocation
Finally, the Commissioner argued that the Judge had strayed into another non-justiciable area because granting the July Application necessarily had implications for the allocation of resources by the Commissioner (in that there would be costs for the Commissioner associated with the extended bail arrangements).
Again, the Court found little difficulty in rejecting this Ground. It concluded that the Judge had not purported “to tell the Commissioner how to spend the funds available to the BIOT”. Rather she had explicitly recognised that this was a matter for the Commissioner. As was pointed out in argument, decisions as to bail conditions regularly have cost implications for the authorities; it would be surprising indeed if judges making such decisions were unlawfully straying into non-justiciable resource allocation territory.
Comment
It has been suggested (in particular by Joshua Rozenberg: see https://rozenberg.substack.com/p/uk-loses-diego-garcia-appeal) that the Commissioner must have recognised that he was likely to lose the appeal to the Court of Appeal, and that the appeal was only pursued in an attempt to show others (such as the US Government) that the UK was exhausting all its options in seeking to prevent bail being extended. On this view, the Court of Appeal’s decision was, from a legal perspective, “obvious”.
It is true that aspects of the Commissioner’s case before the Court of Appeal seem to have been very weak. In particular, it is difficult to see how the Commissioner could reasonably have hoped to succeed on Grounds 1 or 4.
However, the Court of Appeal’s decision does give rise to some points of genuine legal interest. In discussing Ground 2, the Court of Appeal accepted that the conduct of the UK’s foreign relations is non-justiciable in itself, but that the Crown’s foreign policy priorities can be weighed in the balance against other factors in determining a bail application. Presumably the same is true in other contexts. Similarly, in relation to Ground 3, the Court accepted that it is for the executive (in this case, in effect, the US Government) to form a view as to the state’s security interests, but that its view can be weighed among other factors in an appropriate case. This distinction is one which surely merits further academic, legal and political scrutiny. Put briefly, it is difficult to see how judges can on the one hand be expected to “keep out” of foreign policy and national security questions if the executive’s views on such matters are susceptible to being balanced against other factors (such as, in this case, the interests of individuals in being able to move more freely than has hitherto been the case). The Court’s approach to this issue seems to have been largely a result of the Commissioner’s acceptance that foreign policy and national security considerations did not constitute “trump cards” but were merely factors to be weighed in the balance. The Commissioner might have stood a better chance of success, and his case would certainly have been more intellectually coherent, had that concession not been made.
The second point arising from the Court’s judgment which is of significant interest concerns the way in which the parties and the Court all viewed the July Application through the prism of “bail”. As the Court itself recognised, this case falls far from the ordinary context in which bail principles are applied. One might see this case as demonstrating the admirable ability of English legal principles to address novel factual circumstances. Others might regret that such a unique set of facts could only be addressed by an analytical framework developed in very different cases.
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